Relationship Manager - Compliance in Funds Management, Auckland

Relationship Manager - Compliance in Funds Management Relationship Manager - Compliance in Funds Management 1 week ago Be among the first 25 applicants Direct message the job poster from VISTRA Guardian Trust (a Vistra Company) is one of New Zealand’s most established trust companies, with over 130 years of experience. Our expertise and reputation have made us the preferred corporate trustee for many of the country’s leading corporations, financial institutions, and fund managers. As a leading licensed supervisor, Guardian Trust ensures clients meet their legal, regulatory, and trust obligations. We provide independent oversight, monitor compliance, and offer expert guidance on adherence to regulations, and governing documents across our regulated and unregulated appointments. Above all else, we passionately believe that our role iscritical in promoting investors best interest, safeguarding stakeholder interests and maintaining confidence in the New Zealand financial markets. Our people are at the heart of what we do. We value expertise, integrity, and client focus, ensuring our team is equipped to deliver trusted financial solutions. By recruiting, training, and empowering our people, we foster a culture of excellence that supports both our clients and the wider financial sector.The purpose of this role is to promote and manage the effective delivery of all services for Corporate Trusts clients and supervised entities. You will: ensure all supervised entities comply with their contractual and regulatory obligations; ensure Corporate Trusts meets its own regulatory obligations; and at all times to act in the best interests of investors and beneficiaries.Responsibilities Conducting regular meetings with supervised entities to discuss and review ongoing compliance and service delivery. Assisting with in depth reviews of supervised entities, preparation of risk assessment and monitoring plans. Contributing towards service strategy and the appropriate design of methods and tools to be used as part of our supervision.Ensuring that all supervised entities’ reports are received, processed and reviewed. Identifying, managing and reporting all non-compliance. Ensuring all supervisor actions and conclusions are documented and recorded. Assisting in the coaching and development of peers. Qualifications Tertiary qualification in Accounting, Economics, Finance or Law.Corporate Trusts Services experience Accounting, Audit, Risk and Compliance, Finance or Legal experience Investments and financial understanding Required Skills You can develop and maintain strong relationships via meaningful engagement and industry leadership. It is important that you understand that working with honesty and integrity is the foundation of building the trust and confidence of others. You have ample experience in adding value through the provision of exceptional trusted advice and quality services that exceed expectations.You have an extensive local and global understanding of the financial services industry including the trends impacting it and our place and opportunities in it and you are able to apply that knowledge to add value to supervised entities and their customers in our provision of fiduciary and related services.You are familiar with compliance in funds management and New Zealand banking products. Qualifications and Experience Tertiary qualification in Accounting, Economics, Finance or Law. Corporate Trusts Services experience Accounting, Audit, Risk and Compliance, Finance or Legal experience Investments and financial understandingYou will join an organisation that is passionate about its vision, purpose and values and a team of professionals passionate about providing outstanding services to our clients, supervised entities and their investors. As advocates of continuous learning and professional development, you will have access to an internal school of more than 500 courses accessible to our employees 24/7. You will also have access to benefits including medical and life insurance cover. We work a 37.5 hour working week and have flexible work hours to help promote balance and wellbeing. You will also have one paid day per year of volunteer leave to give back to the community and one day per year of Celebration Leave.This is an opportunity worth pursuing! Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Finance Referrals increase your chances of interviewing at VISTRA by 2x Sign in to set job alerts for“Relationship Manager” roles. 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